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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-29 |
| DE | RA | APPROVED | 2017-03-25 |
Branch Locations
200 Continental Drive Suite 101, Newark, DE 19713 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Newark | DE | 06/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Newark | DE | 07/2016 | Present |
(1) NAME: NANCY LITTLETON INV REL: Y ADDR: 200 CONTINENTAL DRIVE, SUITE 101, NEWARK DE 19713 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 03/2008 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, & GROUP HEALTH (2) NAME: NAIFA DE INV REL: Y ADDR: 200 CONTINENTAL DRIVE, SUITE 101, NEWARK DE 19713 NATURE: ASSOCIATE OF INSURANCE PROFESSIONALS POSITION: MEMBERSHIP CHAIR START: 01/02/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: VOTING MEMBER OF THE BOARD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-18 |
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