Best Investors Account Sign in

Frank Joseph Charlton

Mml Investors Services, LLC

Newark, DE

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • DE RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newark DE 01/1989 03/2017
Massmutual Life Insurance Co Newark DE 07/2016 Present
Mml Investors Services, Llc Newark DE 03/2017 Present
  • 01/1989 → 03/2017
    Metlife Securities Inc.
    Newark, DE
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newark, DE
  • 03/2017 → Present
    Mml Investors Services, Llc
    Newark, DE
Previous Registrations
  • 2003-01-07 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, DE
    Newark, DE
    Newark, DE
Other Businesses

Name: Frank Charlton Inv rel: Y Add: 200 Continental Drive, Suite 101 Newark, DE 19713 Nature: Outside Insurance Brokerage Position: Agent Start date: 01/1989 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual Life

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-19
  • S63 Uniform Securities Agent State Law Examination
    1996-04-19
Designations
Other Names
  • Jr Frank Joseph Charlton

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

More in Newark, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor