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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-06-14 |
Branch Locations
100 Marine Parkway Ste 215, Redwood City, CA 94065 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 05/2012 | 06/2021 |
| First Allied Advisory Services, Inc. | San Diego | CA | 05/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 06/2021 |
| Lpl Financial, Llc | San Diego | CA | 06/2021 | Present |
1. 6/2021 - DBA for LPL Business (entity for LPL business) - McKinley Financial Group - Investment Related - Redwood Shores, CA 94065 2. 09/23/2022 - No Business Name - Not Investment Related - San Francisco, CA 94080 and Encinitas, CA 92026 - Real Estate Rental - Start Date: 09/13/2022 - 24 Hours Per Month/0 Hours During Securities Trading - Two properties that we short term rent. 3. 04/16/2025 - The Eva and John Ross Foundation - Non-Profit Board Member - President - Not Investment Related - At Reported Business Location(s) - Start Date 11/26/2024 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-06 |
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