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Mark Calvin Gillelen

LPl Financial LLC

Redwood City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-06-14
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-06-14

Branch Locations

100 Marine Parkway Ste 215, Redwood City, CA 94065 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 05/2012 06/2021
First Allied Advisory Services, Inc. San Diego CA 05/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 06/2021
Lpl Financial, Llc San Diego CA 06/2021 Present
  • 05/2012 → 06/2021
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2012 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 06/2021
    First Allied Advisory Services
    Schaumburg, IL
  • 06/2021 → Present
    San Diego, CA
Previous Registrations
  • 2020-11-12 → 2021-06-14
    Redwood Shores, CA
  • 2012-05-23 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    Redwood Shores, CA
  • 2009-06-01 → 2012-06-04
    Menlo Park, CA
    Burlingame, CA
  • 2008-03-11 → 2009-06-01
    Morgan Stanley & Co. Llc
    Menlo Park, CA
  • 1998-05-12 → 2008-03-04
    Banc Of America Investment Services, Inc.
    Palo Alto, CA
    Palo Alto, CA
    Palo Alto, CA
    Palo Alto, CA
Other Businesses

1. 6/2021 - DBA for LPL Business (entity for LPL business) - McKinley Financial Group - Investment Related - Redwood Shores, CA 94065 2. 09/23/2022 - No Business Name - Not Investment Related - San Francisco, CA 94080 and Encinitas, CA 92026 - Real Estate Rental - Start Date: 09/13/2022 - 24 Hours Per Month/0 Hours During Securities Trading - Two properties that we short term rent. 3. 04/16/2025 - The Eva and John Ross Foundation - Non-Profit Board Member - President - Not Investment Related - At Reported Business Location(s) - Start Date 11/26/2024 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-28
S63 Uniform Securities Agent State Law Examination 1989-09-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-28
  • S63 Uniform Securities Agent State Law Examination
    1989-09-06

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