Best Investors Account Sign in

Eric Leigh Jacobs

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-12
TX RA APPROVED_RES 2019-06-17
  • NY RA
    APPROVED
    Since 2021-08-12
  • TX RA
    APPROVED_RES
    Since 2019-06-17

Branch Locations

1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 01/2003 06/2019
Stifel Nicolaus & Co Inc New York NY 06/2019 Present
Previous Registrations
  • 2006-06-07 → 2019-06-24
    Janney Montgomery Scott Llc
    Garden City, NY
    Garden City, NY
  • 1991-10-08 → 2003-01-10
    Prudential Equity Group, Llc
    Massapequa, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-01
S63 Uniform Securities Agent State Law Examination 1988-02-12
  • S65 Uniform Investment Adviser Law Examination
    2006-06-01
  • S63 Uniform Securities Agent State Law Examination
    1988-02-12

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor