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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-07-19
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-07-19

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 12/2011 Present
Bank Of America, N.A. Garden City NY 03/2012 Present
Other Businesses

I*111284/395309 For profit or not for profit: Entity For Profit Name of outside business organization: Crown rentals, Inc. Investment related: N Address of business: garden city, New York, 11530 Nature of business: ["S Corporation"] Position, title, association: ["Officer"], Start date of relationship: 1/1/2018 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Crown rentals will rent out construction equipment to customers. I*133768 For profit or not for profit: For-Profit Organization Name of outside business organization: Gilford LLC Investment related: Address of business: garden city, New York 11530 Nature of business: LLC, Compensation for Activity: Position, title, association: Family Held, landlord Start date of relationship: 11/1/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: it is a rental property. i don't have any responsibilities other than ownership I*495550 For profit or not for profit: Name of outside business organization: residences at midtown condos Investment related: N Address of business: palm beach gardens, Florida, 33467 Nature of business: Position, title, association: Sole owner, Start date of relationship: 2/27/2012 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*1005248 For profit or not for profit: Entity For Profit Name of outside business organization: pier ave realty corp Investment related: N Address of business: garden city, New York, 11530 Nature of business: ["S Corporation"] Position, title, association: ["Owner"], Start date of relationship: 10/1/2022 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , real estate I*1743278 , Entity Type, For Profit Name of OBA: denton avenue LLC Address:garden city.ny,11530 Investment Related: no Position, Title, Association:Officer Employee Start Date: 02/28/2024 No Hours:0 monthly No Hours during trading:0 Duties:real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1999-05-27
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-05-27
Other Names
  • Julia Battaglia
  • Julia Scalise

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