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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
  • NY RA
    APPROVED
    Since 2021-06-21

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globe Institute Of Technology New York NY 09/2008 04/2017
Legend Securities, Inc. New York NY 01/2015 11/2016
Unemployed New York NY 05/2017 09/2017
Jh Darbie & Co. New York NY 09/2017 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 11/2017 Present
878 Education Llc New York NY 10/2007 04/2017
Bank Of America, N.A. Garden City NY 01/2018 Present
  • 09/2008 → 04/2017
    Globe Institute Of Technology
    New York, NY
  • 01/2015 → 11/2016
    Legend Securities, Inc.
    New York, NY
  • 05/2017 → 09/2017
    Unemployed
    New York, NY
  • 09/2017 → 11/2017
    Jh Darbie & Co.
    New York, NY
  • 11/2017 → Present
    Garden City, NY
  • 10/2007 → 04/2017
    878 Education Llc
    New York, NY
  • 01/2018 → Present
    Bank Of America, N.A.
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-15
  • S66 Uniform Combined State Law Examination
    2011-12-15
Other Names
  • Alexander Oliner
  • Ari Oliner
  • Alexander A Oliner

View on SEC IAPD

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