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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2014-04-10 |
| CT | RA | APPROVED | 2012-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 08/2012 | Present |
| Bank Of America, N.A. | Garden City | NY | 12/2012 | Present |
I*510903 For profit or not for profit: Entity For Profit Name of outside business organization: Novel Properties of Texas, LLC Investment related: N Address of business: Austin, Texas, 78731 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","Owner"], Start date of relationship: 8/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Holding a single family rental home. I*510904 For profit or not for profit: Entity For Profit Name of outside business organization: Novel Properties, LLC Investment related: N Address of business: Sheridan, WY, 82801 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","General Partner/Managing Member"], Start date of relationship: 8/1/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Anonymous holding company for Novel Properties of Texas, LLC which holds a single family rental home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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