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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2014-04-10
CT RA APPROVED 2012-10-15
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • CT RA
    APPROVED
    Since 2012-10-15

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 08/2012 Present
Bank Of America, N.A. Garden City NY 12/2012 Present
Other Businesses

I*510903 For profit or not for profit: Entity For Profit Name of outside business organization: Novel Properties of Texas, LLC Investment related: N Address of business: Austin, Texas, 78731 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","Owner"], Start date of relationship: 8/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Holding a single family rental home. I*510904 For profit or not for profit: Entity For Profit Name of outside business organization: Novel Properties, LLC Investment related: N Address of business: Sheridan, WY, 82801 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","General Partner/Managing Member"], Start date of relationship: 8/1/2021 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Anonymous holding company for Novel Properties of Texas, LLC which holds a single family rental home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-10
S63 Uniform Securities Agent State Law Examination 1999-09-10
  • S66 Uniform Combined State Law Examination
    2012-10-10
  • S63 Uniform Securities Agent State Law Examination
    1999-09-10
Other Names
  • Timothy James Tasso
  • Timothy James Tasso

View on SEC IAPD

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