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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-06 |
| TX | RA | APPROVED_RES | 2012-07-05 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 10/2009 | Present |
| Bank Of America, Na | Garden City | NY | 11/2009 | Present |
I*12331 NON-PROFIT ORGANIZATION - DAVID CARPENTIER, GARDEN CITY, NEW YORK 11530 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 10 HOUR(S) ANNUALLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 10/30/95, POSITION - SOLE INSTRUCTOR; ABLE TO TRAIN PEOPLE IN PROPER USE OF FIREARMS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-18 |
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