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Sei Il Im

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-30
NY RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-10-30
  • NY RA
    APPROVED
    Since 2023-09-01

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Forest Hills NY 10/2010 03/2018
E*Trade Securities Llc Garden City NY 01/2019 08/2023
E*Trade Capital Management Llc Garden City NY 01/2019 08/2023
Unemployed New Hyde Park NY 04/2018 12/2018
Morgan Stanley Garden City NY 03/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 08/2023 Present
Bank Of America N.A. Garden City NY 09/2023 Present
  • 10/2010 → 03/2018
    Scottrade, Inc.
    Forest Hills, NY
  • 01/2019 → 08/2023
    E*Trade Securities Llc
    Garden City, NY
  • 01/2019 → 08/2023
    E*Trade Capital Management Llc
    Garden City, NY
  • 04/2018 → 12/2018
    Unemployed
    New Hyde Park, NY
  • 03/2023 → 08/2023
    Morgan Stanley
    Garden City, NY
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
  • 09/2023 → Present
    Bank Of America N.A.
    Garden City, NY
Previous Registrations
  • 2019-04-08 → 2023-08-21
    Harrisdirect Llc
    Garden City, NY
    Arlington, VA
    Garden City, NY
  • 2017-05-08 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2009-12-01 → 2010-10-26
    Chase Investment Services Corp.
    Woodside, NY
  • 2006-10-10 → 2009-12-03
    Td Ameritrade, Inc.
    Manhasset, NY
  • 2008-06-18 → 2009-12-03
    Td Ameritrade Investment Management, Llc
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-02
S63 Uniform Securities Agent State Law Examination 2004-10-28
  • S66 Uniform Combined State Law Examination
    2019-04-02
  • S63 Uniform Securities Agent State Law Examination
    2004-10-28
Other Names
  • Seiil Im
  • Matthew Im
  • Sei Il Im
  • Sei Il Im
  • Sei I Im
  • I Im Sei

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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