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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-02-07 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 10/2009 | Present |
I*110353For profit or not for profit: For-Profit OrganizationName of outside business organization: AMAZONInvestment related: NAddress of business:BETHPAGE, New York 11714Nature of business: Corporation,Position, title, association: Part-Time, Start date of relationship: 11/20/2017Number of hours devoted: 64 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: PT SEASONAL SORTATION ASSO I*391849, Entity Type:Entity For Profit,Entity Publicly Traded , Name of OBA: AMAZON Address: syosset, NY 11791 Investment Related: No Position, Title, Association: Employee,Other Employee Start Date:11/20/17 No Hours: 13 hrs weekly No Hours during trading: Duties: PT SEASONAL SORTATION ASSO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-27 |
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