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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2015-05-15 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Garden City | NY | 05/2015 | Present |
1. 1991 Productions Inc.; 522 Shore Road - #6F, Long Beach, NY 11561; Entertainment; Associate; Signing Checks and journaling monies; 04/22/2009; 1 Hour per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-01 |
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