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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States
N Syracuse, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Syracuse | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Syracuse | NY | 11/2016 | Present |
PAUL K. SALES; 05/20/1998; SOLE PROPRIETOR; USED CAR DEALER; BUY, SELL, AND MINOR REPAIRS OF USED CARS; NON INVESTMENT RELATED; SYRACUSE, NY; 70 HOURS PER MONTH/ NONE DURING BUSINESS HOURS. TRUSTEE FOR PARENTS, INVESTMENT RELATED, NORTH SYRACUSE NY, BEGAN 1996, NO TIME SPENT DURING BUSINESS HOURS. POWER OF ATTORNEY FOR FATHER, INV RELATED, NORTH SYRACUSE, NY, START: 7/1/2018, 4 HRS/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORTH SYRACUSE, NY, START: 7/1/2018, 4 HRS/MONTH, 0 HRS DURING TRADING. HIGBY POINT PROPERTY OWNERS ASSOCIATION; NOT INV. RELATED; EAGLE BAY, NY; VICE-PRESIDENT; START DATE 8/1/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MEETINGS AND DISCUSS HOA BUSINESS AND ASSIST WITH DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-05 |
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