J Daniel Pluff

Current Employers

Employment History

• 06/2009 → 10/2023
  Morgan Stanley Smith Barney
  Syracuse, NY
• 01/2015 → 10/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2023 → Present
  Rbc Capital Markets, Llc
  Syracuse, NY
• 01/2015 → 10/2023
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2023-10-17
  Morgan Stanley
  Syracuse, NY
• 2008-07-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Syracuse, NY

Other Businesses

1. *42899 - Upstate Medical University Foundation; Investment related - No; Charity / Private Foundation; Member of Full Board and member of the Finance Committee, Executive Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2007; During business hours: 1; After business hours: 0; To review upcoming events and development strategies. 2. *382564 - WSYT - Fox 68; Investment related No; Broadcasting; Host (proprietor, partner, officer, director, employee, trustee, agent); Sep 2015; During business hours: Nil; After business hours: 2 3. *535699 - Everson Museum of Art; Investment related No; Syracuse, New York; Non-Profit; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 1; After business hours: 2; Administrative. 4. NAME OF ENTITY: A-Square Investors, LLC ADDRESS: 211 W. Jefferson St #2 Syracuse, NY 13202 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Informal Partnership START DATE: 01.01.17 CAPACITY: Partner DUTIES: None HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5) NAME OF ENTITY: WCNY - TV - PBS ADDRESS: 415 W. Fayette St. Syracuse, New York 13204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: TV show - weekly START DATE: 10.13.24 CAPACITY: Other - Broadcasting Host DUTIES: Interviewing local persons of interest in the business community HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-09
• S63 Uniform Securities Agent State Law Examination
  1986-03-11

Other Names

• Daniel Morris Pluff