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Carol Anne Doyle

Rbc Capital Markets, LLC

Syracuse, NY

Baldwinsville, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-05
  • NY RA
    APPROVED
    Since 2023-10-05

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Baldwinsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Syracuse NY 06/2009 10/2023
Rbc Capital Markets, Llc Syracuse NY 10/2023 Present
  • 06/2009 → 10/2023
    Morgan Stanley Smith Barney Llc
    Syracuse, NY
  • 10/2023 → Present
    Rbc Capital Markets, Llc
    Syracuse, NY
Previous Registrations
  • 2009-06-01 → 2023-10-13
    Morgan Stanley
    Syracuse, NY
  • 2008-06-23 → 2009-06-01
    Morgan Stanley & Co. Llc
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Other Names
  • Carol Anne Emmi

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
EAGLE STRATEGIES LLC · DEWITT, NY
COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
EAGLE STRATEGIES LLC · DEWITT, NY
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS · DEWITT, NY

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