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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-17 |
| NY | RA | APPROVED | 2026-04-24 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
Auburn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Syracuse | NY | 06/2025 | 01/2026 |
| Hart Agency | Geneseo | NY | 08/2024 | 05/2025 |
| Ubs Financial Services | New York City | NY | 12/2023 | 08/2024 |
| Tompkins Community Bank | Auburn | NY | 06/2020 | 11/2023 |
| Osteria Salina | Auburn | NY | 09/2017 | 05/2020 |
| Auburn City Schools | Auburn | NY | 01/2014 | 06/2021 |
| Rbc Capital Markets, Llc | Syracuse | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
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