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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-17
NY RA APPROVED 2026-04-24
  • TX RA
    APPROVED
    Since 2026-06-17
  • NY RA
    APPROVED
    Since 2026-04-24

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Auburn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Syracuse NY 06/2025 01/2026
Hart Agency Geneseo NY 08/2024 05/2025
Ubs Financial Services New York City NY 12/2023 08/2024
Tompkins Community Bank Auburn NY 06/2020 11/2023
Osteria Salina Auburn NY 09/2017 05/2020
Auburn City Schools Auburn NY 01/2014 06/2021
Rbc Capital Markets, Llc Syracuse NY 01/2026 Present
  • 06/2025 → 01/2026
    Ubs Financial Services
    Syracuse, NY
  • 08/2024 → 05/2025
    Hart Agency
    Geneseo, NY
  • 12/2023 → 08/2024
    Ubs Financial Services
    New York City, NY
  • 06/2020 → 11/2023
    Tompkins Community Bank
    Auburn, NY
  • 09/2017 → 05/2020
    Osteria Salina
    Auburn, NY
  • 01/2014 → 06/2021
    Auburn City Schools
    Auburn, NY
  • 01/2026 → Present
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

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