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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2015-02-05 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
Jamesville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Syracuse | NY | 03/2002 | Present |
(1) REV MSGR JR YEAZEL CATH ED/VOCATION/SCHOLARSHIP; ADDRESS: 4112 EAST GENESEE ST DEWITT NY 13214; BUSINESS DESCRIPTION: SCHOLARSHIP; NOT INVESTMENT RELATED; START DATE: 11/09/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: PER BY-LAWS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; (2) MSGR YEAZEL FOUNDATION; ADDRESS: 4112 E. GENESSE ST., DEWITT, NY 13214; BUSINESS DESCRIPTION: CHARITY; NOT INVESTMENT RELATED; START DATE: 11/30/2017; CAPACITY: SECRETARY; DUTIES: ADMINISTRATIVE; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) NAME OF ENTITY: Basilica of the Sacred Heart ADDRESS: 927 Park Ave Syracuse, NY 13204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 11/15/2021 DUTIES: help make decisions for the parish HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-30 |
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