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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
| TX | RA | APPROVED_RES | 2020-04-20 |
Branch Locations
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
Camillus, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Syracuse | NY | 05/2009 | Present |
| City National Bank | Syracuse | NY | 01/2024 | Present |
(1) SHEPARD'S WOODS LAND OWNERS ASSOCIATION; ADDRESS: BRANTINGHAM, NY; BUSINESS DESCRIPTION: ASSOCIATION FOR JOINT OWNERS OF PROPERTY; NOT INVESTMENT RELATED; START DATE: 01/24/2012; CAPACITY: TREASURER; DUTIES: CHECK WRITING FOR TAXES, GARBAGE, MAINTENANCE TO PROPERTY; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: 3 Sisters III LLC ADDRESS: 253 Berryman Drive Amherst NY 14221 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 12, 2026 CAPACITY: Partner DUTIES: Purchase of rental property with family. Possible maintenance from time to time. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-19 |
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