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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-05-10 |
| NY | RA | APPROVED | 2025-05-09 |
Branch Locations
Jamesville, NY • United States
5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Syracuse | NY | 02/2006 | 05/2025 |
| Rbc Capital Markets, Llc | Syracuse | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-10 |
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