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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-02 |
| NC | RA | APPROVED | 2008-10-30 |
Branch Locations
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Huntersville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Huntersville | NC | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; CONCORD, NC: START 3/9/2016; 1 HOUR PER MONTH/ 0 DURING TRADING. BELK, NOT INV RELATED, CONCORD, NC, SALES ASSOCIATE, START 9/21/2021, 60 HOURS PER MONTH, ZERO HOURS DURING TRADING, RETAIL SALES CASHIER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
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