Best Investors Account Sign in

Christina Mcconnell

LPl Financial LLC

Davidson, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-08
TX RA APPROVED 2024-08-08
  • NC RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED
    Since 2024-08-08

Branch Locations

559 Davidson Gateway Dr. Suite 101, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 03/2021
Wells Fargo Advisors Financial Network, Llc Davidson NC 03/2021 08/2024
Lpl Financial Llc Davidson NC 08/2024 Present
Previous Registrations
Other Businesses

1) 06/05/2024 - 4Point Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location - start: 03/2021 2) 06/05/2024 - COAST 2 COAST WEALTH MANAGEMENT LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Davidson, NC - Start: 01/2023 - 45 Hr/Mth 3) 06/05/2024 - CHRISTINA MCCONNELL, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Davidson, NC - Start: 03/2021 4) 06/05/2024 - 4POINT LEASING, LLC - Real Estate Rental - Inv Rel - Davidson, NC - Start: 05/2021 - 1 Hr/Mth 5) 06/05/2024 - Christina McConnell LLC - Inv Rel - Davis, NC - Start: 05/2024 - 1 Hr/Mth 6) 02/05/2026 - Point Forth Tax Planning LLC - Tax Prep/Accounting/CPA - Managing Member - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 15 hours per month/ 5 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-20
S63 Uniform Securities Agent State Law Examination 1997-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1997-11-05
Other Names
  • Christina Willis Spainhour
  • Christina J Willis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Davidson, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor