David Walter Heiligenthaler

Current Employers

Employment History

• 12/2011 → 05/2019
  First Allied Securities Inc.
  San Diego, CA
• 12/2011 → 05/2019
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2019 → 07/2020
  Investacorp
  Miami, FL
• 05/2019 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 05/2019 → Present
  Dhfs Wealth Management
  Davidson, NC
• 07/2020 → 06/2024
  Securities America, Inc.
  Davidson, NC
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Davidson, NC
• 06/2024 → Present
  Lpl Financial
  Davidson, NC

Previous Registrations

• 2020-07-17 → 2024-06-13
  Securities America Advisors, Inc.
  Davidson, NC
• 2019-05-20 → 2020-07-17
  Investacorp Advisory Services Inc
  Davidson, NC
• 2011-12-01 → 2019-05-20
  First Allied Advisory Services, Inc.
  San Diego, CA
  Davidson, NC
• 2004-02-25 → 2012-01-20
  Dh Financial Services, Inc.
  Davidson, NC
• 2002-08-15 → 2002-12-31
  Dh Financial Services, Inc.
  Davidson, NC

Other Businesses

1) 06/2024 - DHFS Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 160 Hrs per month - 100% Time Spent 2) 06/2024 - DH Financial Services / Business Entity For Tax/Investment Purposes Only / non Investment Related / Mooresville, NC / Start date 01/01/2019 - 1 Hrs per month - 1 % Time Spent 3) 06/2024 - Real Estate Rental / owner / Investment Related / NC 28036 / Start date 01/01/2004 - 1 % Time Spent 4) 06/2024 - David Walter Heiligenthaler / Tax Prep/Accounting/CPA / At Reported Business Location(s) / Start date 12/01/2019 - 1 Hrs per month - 1% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-25
• S63 Uniform Securities Agent State Law Examination
  1993-11-02

Designations

Other Names

• Dave Heiligenthaler