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Sara C Heiligenthaler

LPl Financial LLC

Davidson, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-18
  • NC RA
    APPROVED
    Since 2025-08-18

Branch Locations

711 Peninsula Drive, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Davidson NC 05/2024 Present
Eight Eleven Group Or Brooksource Charlotte NC 07/2021 05/2024
Unemployed / Student Raleigh NC 08/2020 07/2021
Spectrum Enterprise Charlotte NC 06/2020 08/2020
Unemployed / Student Raleigh NC 08/2019 06/2020
Dhfs Wealth Management Davidson NC 05/2019 08/2019
Unemployed/ Student Raleigh NC 08/2018 05/2019
Unemployed / Student Columbia SC 08/2017 08/2018
Harris Teeter Mooresville NC 08/2016 08/2017
Outback Steakhouse Huntersville NC 05/2018 08/2018
  • 05/2024 → Present
    Lpl Financial
    Davidson, NC
  • 07/2021 → 05/2024
    Eight Eleven Group Or Brooksource
    Charlotte, NC
  • 08/2020 → 07/2021
    Unemployed / Student
    Raleigh, NC
  • 06/2020 → 08/2020
    Spectrum Enterprise
    Charlotte, NC
  • 08/2019 → 06/2020
    Unemployed / Student
    Raleigh, NC
  • 05/2019 → 08/2019
    Dhfs Wealth Management
    Davidson, NC
  • 08/2018 → 05/2019
    Unemployed/ Student
    Raleigh, NC
  • 08/2017 → 08/2018
    Unemployed / Student
    Columbia, SC
  • 08/2016 → 08/2017
    Harris Teeter
    Mooresville, NC
  • 05/2018 → 08/2018
    Outback Steakhouse
    Huntersville, NC
Other Businesses

1. 03/18/2025- DHFS Wealth Management- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
  • S66 Uniform Combined State Law Examination
    2025-08-15
Other Names
  • Sara Catherine Heiligenthaler

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
MERIT FINANCIAL ADVISORS
EDWARD JONES
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.
ROBERT W. BAIRD & CO. INCORPORATED
OSAIC WEALTH, INC.
FOUNDRY FINANCIAL LLC

Other Investors

ELIZABETH HEILIGENTHALER
DAVID WALTER HEILIGENTHALER
CHRISTINA MCCONNELL
JERATHEN LEVON TILLMAN
LAURA LONG
RANDI DERENE
KYLE WHITFIELD LAMBETH
JEFFREY CHARLES COBLE

Other Offices

LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
MERIT FINANCIAL ADVISORS · DAVIDSON, NC
EDWARD JONES · Davidson, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · DAVIDSON, NC
GENEOS WEALTH MANAGEMENT, INC. · Davidson, NC
ROBERT W. BAIRD & CO. INCORPORATED · DAVIDSON, NC

More in Davidson, NC

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