Elizabeth Heiligenthaler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 05/2019
  First Allied Securities, Inc.
  San Diego, CA
• 05/2019 → Present
  Dhfs Wealth Management
  Davidson, NC
• 05/2019 → 07/2020
  Investacorp
  Davidson, NC
• 07/2020 → 06/2024
  Securities America, Inc.
  Davidson, NC
• 06/2024 → Present
  Lpl Financial
  Davidson, NC

Other Businesses

1) 06/2024 - DHFS Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 06/2024 - Real Estate Rental / Co-owner / Inv. Related / NC 28036 / Start date 06/12/2024 - 3) 06/2024 - Inv Related - At Reported Business Location(s) - Notary - Started: 6/13/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-07
• S63 Uniform Securities Agent State Law Examination
  1999-01-05

Other Names

• Elizabeth Murrell