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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-08
TX RA APPROVED 2024-08-08
  • NC RA
    APPROVED
    Since 2024-08-08
  • TX RA
    APPROVED
    Since 2024-08-08

Branch Locations

559 Davidson Gateway Dr. Suite 101, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 03/2021
Wells Fargo Advisors Financial Network, Llc Davidson NC 03/2021 08/2024
Lpl Financial Llc. Davidson NC 08/2024 Present
Previous Registrations
Other Businesses

1) 06/24/2024 - 4 Point Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 - 10 Hr/Mth 2) 06/24/2024 - Coast 2 Coast Wealth Management - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 01/2023 - 120 Hr/Mth 3) 06/24/2024 - LAURA LONG, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 03/2021 4) 06/24/2024 - Real Estate Rental - Lake Lure, NC - Non-Inv Rel - Start: 07/2019 - 1 Hr/Mth 5) 06/24/2024 - 4 Point Leasing LLC - Real Estate Rental - At Reported Business Location(s) - Inv Rel - Start: 05/2021 - 1 Hr/Mth 6) 09/22/2025- 4Point Benefits, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 05/07/2025- 1 Hour Per Month 7) 02/05/2026 - Point Forth Tax Planning LLC - Tax Prep/Accounting/CPA - Managing Member - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 15 hours per month/ 5 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-03
S63 Uniform Securities Agent State Law Examination 2008-08-06
  • S66 Uniform Combined State Law Examination
    2009-04-03
  • S63 Uniform Securities Agent State Law Examination
    2008-08-06
Other Names
  • Laura Elizabeth Clark
  • Laura E. Long
  • Laura Elizabeth Shine

View on SEC IAPD

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