Randi Derene

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-12-10

NC RA
APPROVED

Since 2025-12-10

Branch Locations

559 Davidson Gateway Dr. Suite 101, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
4Point Wealth Management	Davidson	NC	02/2021	10/2024
Belk	Mooresville	NC	10/2020	02/2021
Weston Town Hall	Weston	CT	05/2015	10/2020
Lpl Financial	Davidson	NC	10/2024	Present

02/2021 → 10/2024

4Point Wealth Management

Davidson, NC
10/2020 → 02/2021

Belk

Mooresville, NC
05/2015 → 10/2020

Weston Town Hall

Weston, CT
10/2024 → Present

Lpl Financial

Davidson, NC

Other Businesses

1- 10/2024 / NOTARY / INV RLTD / 40 HRS DURING TRADING / START DATE 06/03/2021 2- 10/2024 / 4Point Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / START 02/21/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-10

S66 Uniform Combined State Law Examination

2025-06-10

Other Names

Randi Rothstein

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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