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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2008-09-12 |
Branch Locations
300 E Washington St Apt 1011 Stam Associates, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fayetteville | NY | 04/2004 | Present |
(1) 07/08/2004: STAM ASSOCIATES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 01/02/2013: Stam Associates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Sale of LTC, health, life, disability (3) 09/13/2016: Madison Mutual Insurance Company - For-Profit Board Member - Investment Related - 1256 State Route 5, Chittenango, NY 13037 - Start 09/20/2016 - 4 Hr/Mo; 4 Hour(s) During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-12 |
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