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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| NY | RA | APPROVED | 2022-11-18 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/1992 | 11/2022 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 11/2022 | Present |
*532269 - B & L Beechwood LLC; Investment related: Yes; Valley Stream, New York; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 7; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Property Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-30 |
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