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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2019-12-18 |
Branch Locations
250 South Clinton St., Ste 110, Syracuse, NY 13202 • United States
1701 Church Street, Suite D, Norfolk, VA 23504 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-02 |
| VA | RA | APPROVED | 2020-07-16 |
| OH | RA | APPROVED | 2018-11-28 |
| TX | RA | APPROVED | 2018-11-27 |
Branch Locations
1701 Church Street Suite D, Norfolk, VA 23504 • United States
250 South Clinton Street Suite 110, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Syracuse | NY | 03/2013 | 11/2018 |
| Stratos Wealth Partners, Ltd | Syracuse | NY | 11/2018 | Present |
| Lpl Financial, Llc | Syracuse | NY | 11/2018 | Present |
1) 11/27/2018 - DBA for LPL Business (entity for LPL business) - Brackens Financial Solutions Network LLC - Syracuse, NY 2) 11/27/2018 - DBA for LPL Business (entity for LPL business) - Stratos Wealth Partners - Syracuse, NY 3) 11/27/2018 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 11/27/2018 - Radio Show - Inspiration for the Nation with George Kilpatrick - Syracuse, NY 5) 11/27/2018 - Non-Variable Insurance - Vicki R Brackens - Syracuse, NY 6) 11/27/2018 - Non-Variable Insurance - Property & Casualty - Vicki R Bracken - Syracuse, NY. 7) 11/27/2018 - WORLD OF CHEDDAR LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner - Started 04/05/2013 - 25 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - GAME DESIGN FOR FINANCIAL LITERACY IN CONJUCTION WITH SYRACUSE UNIVERSITY. - Business Entity. 8) 11/30/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Brackens Financial Solutions Network, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/07/2018 - 144 Hours Per Month/36 Hours During Securities Trading - Time Spent 90%. 9) 11/30/2018 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/07/2018 - 144 Hours Per Month/36 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 11/2018. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 08/20/2019 - Stratos Wealth Partners, LTD - DBA:(Hybrid) Heritage Financial Partners, LLC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:08/05/2019 - 40 hrs/mo - 40 hrs during trading - IAR. 11) 08/28/2019 - Heritage Financial Partners, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/05/2019 - 40 hrs/mo - 40 hrs during trading. 12) 10/10/2024 - Syracuse University: The Lender Center for Social Justice - Other - University Advisor : Research - Not Investment Related - Syracuse University, The Lender Center for Social Justice: Martin J. Whitman School of Management - Start Date 07/01/2024 - 2 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-19 |
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