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Nicholas Manchisi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Great Neck, NY

North Myrtle Beach, SC

Westbury, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-28
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-04-07
TX RA APPROVED_RES 2020-04-06
  • SC RA
    APPROVED
    Since 2024-08-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-04-07
  • TX RA
    APPROVED_RES
    Since 2020-04-06

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

805 Northern Blvd, Great Neck, NY 11021 • United States

North Myrtle Beach, SC • United States

Westbury, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Queens NY 09/2015 07/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 03/2020 Present
Hsbc Bank Usa, N.A. Queen NY 08/2016 12/2019
Previous Registrations
  • 2013-10-29 → 2020-01-29
    Hsbc Securities (Usa) Inc.
    Long Island City, NY
    Bronx, NY
    Jackson Heights, NY
    Elmhurst, NY
    Bronx, NY
    Bronx, NY
    Flushing, NY
    Elmhurst, NY
    Bronx, NY
    Flushing, NY
    Flushing, NY
    Bronx, NY
    Woodside, NY
    Jackson Heights, NY
    Flushing, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Melville, NY
    Brooklyn, NY
    Flushing, NY
  • 2012-01-11 → 2013-10-18
    Harrisdirect Llc
    Arlington, VA
  • 2010-05-14 → 2010-09-02
    Essex National Securities, Llc
    New York, NY
    Napa, CA
    New York, NY
  • 1999-04-23 → 2010-03-08
    Chase Investment Services Corp.
    Cincinnati, OH
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Astoria, NY
    Queens, NY
    Queens, NY
    Queens, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Queens Village, NY
    New York, NY
    New York, NY
    Englewood, CO
    Overland Park, KS
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-19
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S65 Uniform Investment Adviser Law Examination
    1998-02-19
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25
Other Names
  • Nick Manchisi

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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