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Steven Patrick Flagg

Morgan Stanley

Fairfield, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-12
TX RA APPROVED_RES 2022-04-11
NY RA APPROVED 2022-04-08
  • CT RA
    APPROVED
    Since 2022-04-12
  • TX RA
    APPROVED_RES
    Since 2022-04-11
  • NY RA
    APPROVED
    Since 2022-04-08

Branch Locations

1229 Post Road, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Mount Kisco NY 11/2002 04/2022
Bank Of America, N.A. Mount Kisco NY 12/2009 04/2022
Morgan Stanley Smith Barney Llc Fairfield CT 04/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 11/2002 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Mount Kisco, NY
  • 12/2009 → 04/2022
    Bank Of America, N.A.
    Mount Kisco, NY
  • 04/2022 → Present
    Morgan Stanley Smith Barney Llc
    Fairfield, CT
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
S65 Uniform Investment Adviser Law Examination 1995-03-06
S63 Uniform Securities Agent State Law Examination 1986-06-18
  • S66 Uniform Combined State Law Examination
    2011-06-13
  • S65 Uniform Investment Adviser Law Examination
    1995-03-06
  • S63 Uniform Securities Agent State Law Examination
    1986-06-18
Designations

View on SEC IAPD

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HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
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