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Paul John Dearce

Herbert J. Sims Capital Management, Inc.

Fairfield, CT

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Current Employers
Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-24
CT RA APPROVED 2021-09-09
  • FL RA
    APPROVED
    Since 2021-09-24
  • CT RA
    APPROVED
    Since 2021-09-09

Branch Locations

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc. Sunrise FL 03/1994 Present
Herbert J. Sims & Co., Inc. Fairfield CT 09/2021 Present
  • 03/1994 → Present
    David Lerner Associates, Inc.
    Sunrise, FL
  • 09/2021 → Present
    Herbert J. Sims & Co., Inc.
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-16
S63 Uniform Securities Agent State Law Examination 1988-02-16
  • S66 Uniform Combined State Law Examination
    2020-01-16
  • S63 Uniform Securities Agent State Law Examination
    1988-02-16

View on SEC IAPD

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