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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2017-09-29 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2700 N Military Trail, Suite 400, Boca Raton Fl, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims & Co. Inc | Boca Raton | FL | 06/2016 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 09/2017 | Present |
Jonathan Jarow is a Supervisor of activity conducted for HJ Sims Capital Management ("HJSCM") Boca Raton location, a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Jarow began his association with HJSCM in 9/2017 and devotes approximately 30% of his time to HJSCM business supervision.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-20 |
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