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Current Employers
Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-28
  • FL RA
    APPROVED
    Since 2024-06-28

Branch Locations

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoever Glass & Co Inc New York NY 12/2014 05/2024
Stoever Glass Wealth Mgmt Boca Raton FL 08/2022 05/2024
Herbert J. Sims Capital Management Fairfield CT 06/2024 Present
Herbert J. Sims & Co., Inc. Boca Raton FL 06/2024 Present
  • 12/2014 → 05/2024
    Stoever Glass & Co Inc
    New York, NY
  • 08/2022 → 05/2024
    Stoever Glass Wealth Mgmt
    Boca Raton, FL
  • 06/2024 → Present
    Herbert J. Sims Capital Management
    Fairfield, CT
  • 06/2024 → Present
    Herbert J. Sims & Co., Inc.
    Boca Raton, FL
Previous Registrations
  • 2022-08-26 → 2024-06-03
    Stoever Glass Wealth Management, Inc.
    Boca Raton, FL
Other Businesses

Alejandro Viteri is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Viteri began his association with HJSCM in June 2024 and devotes approximately zero % of his time to HJSCM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-10
S63 Uniform Securities Agent State Law Examination 2006-05-22
  • S66 Uniform Combined State Law Examination
    2022-08-10
  • S63 Uniform Securities Agent State Law Examination
    2006-05-22
Other Names
  • Alex Viteri

View on SEC IAPD

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