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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-06 |
| WI | RA | APPROVED | 2023-06-08 |
| CT | RA | APPROVED | 2023-02-16 |
| MN | RA | APPROVED | 2023-02-02 |
Branch Locations
8300 Norman Center Drive Suite 100, Bloomington, MN 55437-1028 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 04/2014 | 11/2022 |
| Herbert J Sims & Co., Inc. | Bloomington | MN | 01/2023 | Present |
| Herbert J Sims Capital Management | Fairfield | CT | 01/2023 | Present |
Michael Golembiesky is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Golembiesky began his association with HJSCM in January 2023 and devotes approximately 20% of his time to HJSCM; however, Mr. Golembiesky's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-29 |
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