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Current Employers
Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-06
WI RA APPROVED 2023-06-08
CT RA APPROVED 2023-02-16
MN RA APPROVED 2023-02-02
  • FL RA
    APPROVED
    Since 2024-05-06
  • WI RA
    APPROVED
    Since 2023-06-08
  • CT RA
    APPROVED
    Since 2023-02-16
  • MN RA
    APPROVED
    Since 2023-02-02

Branch Locations

8300 Norman Center Drive Suite 100, Bloomington, MN 55437-1028 • United States

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 04/2014 11/2022
Herbert J Sims & Co., Inc. Bloomington MN 01/2023 Present
Herbert J Sims Capital Management Fairfield CT 01/2023 Present
  • 04/2014 → 11/2022
    Green Bay, WI
  • 01/2023 → Present
    Herbert J Sims & Co., Inc.
    Bloomington, MN
  • 01/2023 → Present
    Herbert J Sims Capital Management
    Fairfield, CT
Previous Registrations
  • 2014-05-08 → 2022-12-16
    St. Paul, MN
    Rochester, MN
    Red Wing, MN
    River Falls, WI
    Baldwin, WI
    Ellsworth, WI
    North Branch, MN
    Eagan, MN
    Hudson, WI
    Hudson, WI
    Woodbury, MN
    West St. Paul, MN
    Hudson, WI
  • 2013-01-02 → 2014-03-28
    Investacorp Advisory Services Inc
    Loves Park, IL
Other Businesses

Michael Golembiesky is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Golembiesky began his association with HJSCM in January 2023 and devotes approximately 20% of his time to HJSCM; however, Mr. Golembiesky's primary business is providing brokerage services through the broker-dealer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-27
S63 Uniform Securities Agent State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2012-11-27
  • S63 Uniform Securities Agent State Law Examination
    2005-07-29

View on SEC IAPD

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