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Current Employers
Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-05
  • MN RA
    APPROVED
    Since 2024-08-05

Branch Locations

8500 Normandale Lake Blvd, Suite 540, Bloomington, MN 55437 • United States

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Llc New York NY 03/2023 Present
Unemployed Eden Prairie MN 11/2022 02/2023
Fairview Health Services Edina MN 05/2022 11/2022
Suburban Imaging/Midwest Radiology Edina MN 05/2012 04/2022
  • 03/2023 → Present
    New York, NY
  • 11/2022 → 02/2023
    Unemployed
    Eden Prairie, MN
  • 05/2022 → 11/2022
    Fairview Health Services
    Edina, MN
  • 05/2012 → 04/2022
    Suburban Imaging/Midwest Radiology
    Edina, MN
Previous Registrations
Other Businesses

InboxDollars.com - Survey taker 3 hrs month, $100 comp UserCrowd.com - research panelist - 1 hr month, $100 comp

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24
Other Names
  • Steven Guillotel
  • Steve Guillotel

View on SEC IAPD

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