Best Investors Account Sign in

David Kenneth Galuskin

Herbert J. Sims Capital Management, Inc.

Red Bank, NJ

Fairfield, CT

Claim This Profile
Current Employers
Herbert J. Sims Capital Management, Inc.

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-12-04
  • CT RA
    APPROVED
    Since 2019-12-04

Branch Locations

331 Newman Springs Road Building 2, Suite 312- 3Rd Floor, Red Bank, NJ 07701 • United States

2150 Post Road Suite 301, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herbert J Sims Iselin NJ 12/2018 Present
David Lerner Associates, Inc. Princeton NJ 01/2004 12/2018
  • 12/2018 → Present
    Herbert J Sims
    Iselin, NJ
  • 01/2004 → 12/2018
    David Lerner Associates, Inc.
    Princeton, NJ
Other Businesses

Expedia Cruises, non- investment related, 285 Rt 18 Suite B, East Brunswick, NJ 08816, Travel Agent, Vacation Consultant, start date 5/2026, devote 4 hrs/weekend, devote zero hrs during securities trading hrs, duties booking cruises.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-04
S63 Uniform Securities Agent State Law Examination 2004-05-08
  • S66 Uniform Combined State Law Examination
    2019-12-04
  • S63 Uniform Securities Agent State Law Examination
    2004-05-08

View on SEC IAPD

Other Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC
WBI INVESTMENTS, LLC
PRINCETON CAPITAL MANAGEMENT LLC
ATLAS PRIVATE WEALTH ADVISORS
DONALD W. CASH & ASSOCIATES, LLC
IEM ASSET MANAGEMENT, LLC

Other Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan
Jason Thostesen
DONALD ROBERT SCHREIBER
JOSEPH CAJIGAL
CAELAN ANGUS MCCARTHY
ALFRED RIVES BERKELEY

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor