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Robert Daniel Morgan

Wbi Investments, LLC

Red Bank, NJ

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Current Employers
Wbi Investments, Llc

One River Centre - 331 Newman Springs Road Suite 143, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-01-03
  • NJ RA
    APPROVED
    Since 2019-01-03

Branch Locations

One River Centre - 331 Newman Springs Road Suite 143, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cowen And Company, Llc Ny NY 09/2011 02/2017
Wbi Investments Red Bank NJ 11/2018 Present
Foreside Fund Services, Llc Red Bank NJ 12/2018 12/2019
Unemployed Atlantic Highlands NJ 03/2017 10/2018
Millington Securities, Inc. Red Bank NJ 01/2020 Present
  • 09/2011 → 02/2017
    Cowen And Company, Llc
    Ny, NY
  • 11/2018 → Present
    Wbi Investments
    Red Bank, NJ
  • 12/2018 → 12/2019
    Foreside Fund Services, Llc
    Red Bank, NJ
  • 03/2017 → 10/2018
    Unemployed
    Atlantic Highlands, NJ
  • 01/2020 → Present
    Millington Securities, Inc.
    Red Bank, NJ
Other Businesses

MR. MORGAN IS ALSO A REGISTERED REP OF MILLINGTON SECURITIES, A DUALLY REGISTERED BROKER DEALER/RIA. MILLINGTON AND WBI ARE AFFILIATES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-02
S63 Uniform Securities Agent State Law Examination 1987-06-18
  • S65 Uniform Investment Adviser Law Examination
    2019-01-02
  • S63 Uniform Securities Agent State Law Examination
    1987-06-18
Other Names
  • Robert Daniel Morgan
  • Robert Daniel Morgan

View on SEC IAPD

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ALFRED RIVES BERKELEY
REGINALD HUGH A FITZPATRICK

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ
PROSPERITY CAPITAL ADVISORS · Red Bank, NJ

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