Robert Daniel Morgan

Employer firm

Wbi Investments, LLC CRD 106336

$540M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 02/2017
  Cowen And Company, Llc
  Ny, NY
• 11/2018 → Present
  Wbi Investments
  Red Bank, NJ
• 12/2018 → 12/2019
  Foreside Fund Services, Llc
  Red Bank, NJ
• 03/2017 → 10/2018
  Unemployed
  Atlantic Highlands, NJ
• 01/2020 → Present
  Millington Securities, Inc.
  Red Bank, NJ

Other Businesses

MR. MORGAN IS ALSO A REGISTERED REP OF MILLINGTON SECURITIES, A DUALLY REGISTERED BROKER DEALER/RIA. MILLINGTON AND WBI ARE AFFILIATES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-02
• S63 Uniform Securities Agent State Law Examination
  1987-06-18

Other Names

• Robert Daniel Morgan
• Robert Daniel Morgan