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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2012-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/1985 | Present |
| Bank Of America, Na | New York | NY | 12/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MOLLOY COLLEGE IRISH STUDIES INSTITUTE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1000 HEMPSTEAD AVENUE, ROCKVILLE CENTRE, NEW YORK 11571 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/20/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THE IRISH STUDIES INSTITUTE AT MOLLOY COLLEGE ILLUMINATES AND ARTICULATES THE CENTRAL ROLE IRISH AMERICANS HAVE PLAYED AND CONTINUE TO PLAY IN THE UNITED STATES AND EXTENDS AND ENRICHES EXCHANGES BETWEEN IRISH AMERICANS AND THOSE FROM OTHER CULTURES I*28617 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDLY SONS OF ST PATRICK INVESTMENT RELATED: N ADDRESS OF BUSINESS: 6 CRYSTAL BROOK COURT, ISLIP, NEW YORK 11751 NATURE OF BUSINESS: OTHER, NOT FOR PROFIT FRATERNAL ORGANIZATION POSITION, TITLE, ASSOCIATION: OTHER, PAST PRESIDENT AND CURRENT MEMBER START DATE OF RELATIONSHIP: 11/1/2009 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DONATE FUNDS TO IRISH CHARITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-03 |
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