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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-07-17 |
| TX | RA | APPROVED_RES | 2006-06-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | High Point | NC | 06/2006 | Present |
| Bank Of America, N.A. | High Point | NC | 12/2016 | Present |
(1)GENERAL PARTNER OF TRIAD LAUNDRY CENTER SELF SERVICE LAUNDROMAT KERNERSVILLE NC 27284 STARTED:14-FEB-1988 HOURS PER MONTH:11-20 NONE DURING TRADING. NOT INVESTMENT REALTED. I*34573FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SPECIAL OCCASION BANDINVESTMENT RELATED: NADDRESS OF BUSINESS:KERNERSVILLE, NORTH CAROLINA 27284NATURE OF BUSINESS: OTHER,SOLE PROPRIETORSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/14/1988NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MUSICAL PERFORMANCE I*467085, Entity Type: Entity Charitable, Name of OBA: East Carolina University, Address: Greenville, North Carolina, 27858, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 07/01/2012, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Discuss the current investment asset allocations for investment of the endowment monies within the guidelines of the written Investment Policy Statement (ISP)Provide scholarships to student athletes and provide funding for ECU sports programs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-04 |
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