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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-21
NC RA APPROVED 2008-05-06
  • TX RA
    APPROVED
    Since 2016-01-21
  • NC RA
    APPROVED
    Since 2008-05-06

Branch Locations

3375 Robinhood Rd, Winston Salem, NC 27106 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
Previous Registrations
  • 2007-02-09 → 2007-08-27
    Banc Of America Investment Services, Inc.
    Waltham, MA
  • 2005-06-01 → 2007-01-31
    Winston-Salem, NC
    Winston Salem, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-31
  • S66 Uniform Combined State Law Examination
    2005-05-31

View on SEC IAPD

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