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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-22 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
3375 Robinhood Rd, Winston Salem, NC 27106 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Note Worthy | Winston-Salem | NC | 09/2004 | Present |
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | Present |
NOTE WORTHY PERSONALIZED STATIONARY AND GIFTS, NOT INV RELATED, LEWISVILLE, NC, 100% OWNERSHIP BY SPOUSE AUTHORIZED SIGNER, START 1/1/2004, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, ACCOUNTING FOR SPOUSE'S BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-01 |
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