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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED | 2025-05-15 |
Branch Locations
1910 Peace Haven Road, Winston Salem, NC 27106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Greensboro | NC | 05/2012 | 05/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 05/2017 |
| Mml Investors Services, Llc | Winston-Salem | NC | 03/2017 | 05/2017 |
| Allegacy Federal Credit Union | King | NC | 05/2017 | 09/2021 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2017 | 10/2024 |
| Piedmont Advantage Credit Union | Winston Salem | NC | 10/2021 | 10/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2024 | Present |
| Allegacy Federal Union | Winston Salem | NC | 11/2024 | Present |
| Lpl Financial Llc | Winston Salem | NC | 05/2025 | Present |
1) 2026-04-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Allegacy Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2025-04-30 - DBA for LPL Business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-06 |
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