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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-15 |
Branch Locations
1910 Peace Haven Road, Winston Salem, NC 27106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 11/2022 | 04/2023 |
| Wells Fargo | Thomasville | NC | 03/2022 | 10/2022 |
| First Horizon | Clemmons | NC | 07/2021 | 03/2022 |
| First Horizon | Stuart | VA | 07/2020 | 07/2021 |
| Suntrust | Stuart | VA | 11/2014 | 07/2020 |
| Allegacy Federal Credit Union | Winston Salem | NC | 06/2023 | 04/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 04/2024 | 05/2025 |
| Allegacy Federal Credit Union | Winston Salem | NC | 04/2024 | Present |
| Bank Of America | Greensboro | NC | 05/2023 | 06/2023 |
| Lpl Financial Llc | Winston Salem | NC | 05/2025 | Present |
1 - 06/2025 - Allegacy Investment Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 06/2025 - Jodie N Baker - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - Winston Salem, NC - OBA Start Date: 04/01/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-14 |
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