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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

1910 Peace Haven Road, Winston Salem, NC 27106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greensboro NC 11/2022 04/2023
Wells Fargo Thomasville NC 03/2022 10/2022
First Horizon Clemmons NC 07/2021 03/2022
First Horizon Stuart VA 07/2020 07/2021
Suntrust Stuart VA 11/2014 07/2020
Allegacy Federal Credit Union Winston Salem NC 06/2023 04/2024
Cuso Financial Services, Lp San Diego CA 04/2024 05/2025
Allegacy Federal Credit Union Winston Salem NC 04/2024 Present
Bank Of America Greensboro NC 05/2023 06/2023
Lpl Financial Llc Winston Salem NC 05/2025 Present
  • 11/2022 → 04/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greensboro, NC
  • 03/2022 → 10/2022
    Wells Fargo
    Thomasville, NC
  • 07/2021 → 03/2022
    First Horizon
    Clemmons, NC
  • 07/2020 → 07/2021
    First Horizon
    Stuart, VA
  • 11/2014 → 07/2020
    Suntrust
    Stuart, VA
  • 06/2023 → 04/2024
    Allegacy Federal Credit Union
    Winston Salem, NC
  • 04/2024 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 04/2024 → Present
    Allegacy Federal Credit Union
    Winston Salem, NC
  • 05/2023 → 06/2023
    Bank Of America
    Greensboro, NC
  • 05/2025 → Present
    Winston Salem, NC
Previous Registrations
  • 2025-03-17 → 2025-05-15
    Cuso Financial Services, L.P.
    Winston Salem, NC
Other Businesses

1 - 06/2025 - Allegacy Investment Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 06/2025 - Jodie N Baker - Notary - Inv Related - 1 Hour/Month - 1 Hour During Trading - Winston Salem, NC - OBA Start Date: 04/01/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Jodie Nicole Gilley
  • Jodie N Baker

View on SEC IAPD

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