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Laura Elaine Banasiewicz

LPl Financial LLC

Winston Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

1910 Peace Haven Road, Winston Salem, NC 27106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, L.P. San Diego CA 08/2000 05/2025
Lpl Financial Llc Winston Salem NC 05/2025 Present
Allegacy Federal Credit Union Winston-Salem NC 08/1997 Present
  • 08/2000 → 05/2025
    Cuso Financial Services, L.P.
    San Diego, CA
  • 05/2025 → Present
    Lpl Financial Llc
    Winston Salem, NC
  • 08/1997 → Present
    Allegacy Federal Credit Union
    Winston-Salem, NC
Previous Registrations
  • 2001-12-12 → 2025-05-15
    Cuso Financial Services, L.P.
    Winston Salem, NC
    Winston-Salem, NC
    Winston Salem, NC
    Tobaccoville, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Clemmons, NC
    Kernersville, NC
    Winston Sale, NC
    Winston Salem, NC
    Winston-Salem, NC
Other Businesses

1. 05/15/2025- Allegacy Investment Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/30/25- 160 Hours Per Month- 160 Hours During Trading 2. 05/15/2025- Laura Banasiewicz-Real Estate Rental- INV Related- At Chapel Hill, NC- Start date 05/01/2015- 1 Hour Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-25
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08
Designations
Other Names
  • Laura Banasiewicz
  • Laura Elaine Flake

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
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EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC
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