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Tracy Clinton Duncan

LPl Financial LLC

Winston Salem, NC

Clemmons, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-24
NC RA APPROVED 2025-05-15
  • TX RA
    APPROVED
    Since 2026-04-24
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

1910 Peace Haven Road, Winston Salem, NC 27106 • United States

6320 Allegacy Way, Clemmons, NC 27012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegacy Federal Credit Union Winston-Salem NC 01/2001 Present
Cuso Financial Services, L.P. San Diego CA 01/2001 Present
Lpl Financial Llc Winston Salem NC 05/2025 Present
  • 01/2001 → Present
    Allegacy Federal Credit Union
    Winston-Salem, NC
  • 01/2001 → Present
    Cuso Financial Services, L.P.
    San Diego, CA
  • 05/2025 → Present
    Lpl Financial Llc
    Winston Salem, NC
Previous Registrations
  • 2002-03-20 → 2025-05-15
    Cuso Financial Services, L.P.
    Clemmons, NC
    Davidson, NC
    Winston-Salem, NC
    Winston Salem, NC
    Winston-Salem, NC
Other Businesses

1) 2026-04-22 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Allegacy Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 150 - 130 - at reported business location(s) - 2025-02-28 - Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-02
S63 Uniform Securities Agent State Law Examination 1992-08-31
  • S65 Uniform Investment Adviser Law Examination
    2001-04-02
  • S63 Uniform Securities Agent State Law Examination
    1992-08-31
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC
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