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Kimberly Weston

Cetera Investment Advisers LLC

Cromwell, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-04
CT RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2025-08-04
  • CT RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Cromwell, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glastonbury CT 06/2014 09/2016
Key Investment Services Llc Manchester CT 11/2016 05/2020
Voya Financial Advisors, Inc. Windsor CT 05/2020 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2014 → 09/2016
    Lpl Financial Llc
    Glastonbury, CT
  • 11/2016 → 05/2020
    Key Investment Services Llc
    Manchester, CT
  • 05/2020 → 06/2021
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-01
S63 Uniform Securities Agent State Law Examination 1993-08-17
  • S65 Uniform Investment Adviser Law Examination
    2020-09-01
  • S63 Uniform Securities Agent State Law Examination
    1993-08-17
Other Names
  • Kimberly Reid Mccoy
  • Kimberly R Doyle
  • Kimberly Reid Mccoy
  • Kimberly Reid Doyle
  • Kimberly Doyle Weston
  • Kimberly R Weston

View on SEC IAPD

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CHRISTOPHER THOMPSON
ANDREW JACOB GARDNER
PATRICK E O'CONNOR
Christopher Croy Sprague
DAVID RALPH MEADE
JAMES DAVIS
WILLIAM JOSEPH CAHILL
CARL JOSEPH CIEPLINSKI

Other Offices

CETERA INVESTMENT ADVISERS LLC · CROMWELL, CT
CITIZENS SECURITIES, INC. · CROMWELL, CT
ALLSTATE FINANCIAL ADVISORS, LLC · Cromwell, CT
LPL FINANCIAL LLC · CROMWELL, CT
CAPITAL PLANNING CONSULTANTS, LLC · CROMWELL, CT
CAPITAL PLANNING CONSULTANTS, LLC · CROMWELL, CT
COMMONWEALTH FINANCIAL NETWORK · Cromwell, CT
AMERIPRISE FINANCIAL SERVICES, LLC · PORTLAND, CT

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