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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| CT | RA | APPROVED | 2018-03-19 |
Branch Locations
378 New Britain Ave, Plainville, CT 06062 • United States
3579A Berlin Tpke, Newington, CT 06111 • United States
888 Queen Street, Southington, CT 06489 • United States
84 Washington Ave, North Haven, CT 06473 • United States
4 Hammerhead Place, Cromwell, CT 06416 • United States
935 White Plains Road Ste 206B, Trumbull, CT 06611 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 01/2007 | 03/2018 |
| Lpl Financial, Llc | Brookfield | CT | 03/2018 | Present |
1)3/19/18- FINANCIAL RESOURCES GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 9/1/2020 - American Eagle Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/27/2020 - 160 Hours Per Month/150 Hours During Securities Trading. 3) 2/12/2021 - American Eagle Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/11/2021 - 160 Hours Per Month/150 Hours During Securities Trading. 4) 02/04/2022 - Meade Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2022 - 400 Hours Per Month/400 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-06 |
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