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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-31
CT RA APPROVED 2018-03-19
  • TX RA
    APPROVED_RES
    Since 2021-03-31
  • CT RA
    APPROVED
    Since 2018-03-19

Branch Locations

378 New Britain Ave, Plainville, CT 06062 • United States

3579A Berlin Tpke, Newington, CT 06111 • United States

888 Queen Street, Southington, CT 06489 • United States

84 Washington Ave, North Haven, CT 06473 • United States

4 Hammerhead Place, Cromwell, CT 06416 • United States

935 White Plains Road Ste 206B, Trumbull, CT 06611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S Securities, Inc. Bridgeport CT 01/2007 03/2018
Lpl Financial, Llc Brookfield CT 03/2018 Present
  • 01/2007 → 03/2018
    People'S Securities, Inc.
    Bridgeport, CT
  • 03/2018 → Present
    Brookfield, CT
Previous Registrations
  • 2007-01-11 → 2018-03-19
    People'S Securities, Inc.
    East Setauket, NY
    Setauket, NY
    Brentwood, NY
    Nesconset, NY
    St. James, NY
    Port Jefferson, NY
    Wading River, NY
    West Haverstraw, NY
    New Paltz, NY
    Coram, NY
    Commack, NY
    East Meadow, NY
    New Rochelle, NY
    Huntington, NY
    Manhasset, NY
    King'S Park, NY
    Deer Park, NY
    Roslyn Heights, NY
    Bayport, NY
    Coram, NY
    Deer Park, NY
    Rocky Point, NY
    Setauket, NY
    Miller Place, NY
    Farmingdale, NY
    New Rochelle, NY
    Bronx, NY
    Pomona, NY
    Fairfield, CT
    Bronxville, NY
    Monroe, CT
    White Plains, NY
    Great Neck, NY
    Amityville, NY
    Staten Island, NY
    Glendale, NY
    Medford, NY
    Farmingville, NY
    East Northport, NY
    Freeport, NY
    Newburgh, NY
    Staten Island, NY
    Bohemia, NY
    Lake Ronkonkoma, NY
    Waitsfield, VT
    Manchester, VT
    Essex Junction, VT
    Windsor, VT
    Brattleboro, VT
    Shelburne, VT
    Burlington, VT
    Colchester, VT
    Bellows Falls, VT
    White River Junction, VT
    South Burlington, VT
    Chester, VT
    Milton, VT
    Vergennes, VT
    Bennington, VT
    Stowe, VT
    Swanton, VT
    Ludlow, VT
    Bennington, VT
    Burlington, VT
    Middlebury, VT
    Brattleboro, VT
    St. Albans, VT
    Newfane, VT
    Montpelier, VT
    Londonderry, VT
    Putney, VT
    Colchester, VT
    South Burlington, VT
    Waterbury, VT
    Morrisville, VT
    Fair Haven, VT
    Williston, VT
    Springfield, VT
    Woodstock, VT
    Rutland, VT
    Wilmington, VT
    Barre, VT
    Newport, VT
    Bridgeport, CT
    Hauppauge, NY
    Smithtown, NY
    Bridgeport, CT
    Bridgeport, CT
    Thornwood, NY
    Port Chester, NY
    Ossining, NY
    Peekskill, NY
    Long Island City, NY
    Hyde Park, NY
    Greenvale, NY
    Dix Hills, NY
    West Islip, NY
    Hicksville, NY
    Garden City, NY
    Reading, MA
    Mount Kisco, NY
    Milford, CT
    Babylon, NY
    Miller Place, NY
    Lake Grove, NY
    East Northport, NY
    Shelton, CT
    Orangeburg, NY
    Staten Island, NY
    Levittown, NY
    Centereach, NY
    Northport, NY
    Hauppauge, NY
    Hicksville, NY
    Spring Valley, NY
    Airmont, NY
    W. Haverstraw, NY
    Methuen, MA
    New York, NY
    Smithtown, NY
    Sayville, NY
    Oceanside, NY
    West Babylon, NY
    Wappingers Falls, NY
    New York, NY
    West Hempstead, NY
    Rutland, VT
    Holbrook, NY
    Mamaroneck, NY
    Westport, CT
    Westport, CT
    Bridgeport, CT
    Shelton, CT
    Wilton, CT
    Wilton, CT
    Westport, CT
    Fairfield, CT
    Ansonia, CT
    Bethel, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Brookfield, CT
    Danbury, CT
    Danbury, CT
    Darien, CT
    Darien, CT
    Fairfield, CT
    Fairfield, CT
    Fairfield, CT
    Greens Farms, CT
    Greenwich, CT
    Greenwich, CT
    Cos Cob, CT
    Monroe, CT
    Monroe, CT
    Ridgefield, CT
    Ridgefield, CT
    New Canaan, CT
    New Milford, CT
    Newtown, CT
    Newtown, CT
    Norwalk, CT
    Norwalk, CT
    Norwalk, CT
    Norwalk, CT
    Old Greenwich, CT
    Riverside, CT
    Seymour, CT
    Shelton, CT
    Shelton, CT
    Southbury, CT
    Southport, CT
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Stratford, CT
    Stratford, CT
    Stratford, CT
    Stratford, CT
    Trumbull, CT
    Trumbull, CT
    Trumbull, CT
    Trumbull, CT
    Trumbull, CT
    Scarsdale, NY
    Arverne, NY
    Cos Cob, CT
    Brewster, NY
    Port Washington, NY
    Milford, CT
    North Haven, CT
    Waterbury, CT
    Holyoke, MA
    Northampton, MA
    Hamden, CT
    New Haven, CT
    Southington, CT
    Amherst, MA
    Hatfield, MA
    Waterbury, CT
    Springfield, MA
    Jaffrey, NH
    Hamden, CT
    Watertown, CT
    Shelburne Falls, MA
    Greenfield, MA
    Bristol, CT
    Torrington, CT
    North Canaan, CT
    Waterbury, CT
    Peterborough, NH
    Bristol, CT
    Meriden, CT
    Southington, CT
    Naugatuck, CT
    Springfield, MA
    South Deerfield, MA
    Cheshire, CT
    Torrington, CT
    Milford, NH
    Milford, NH
    Hamden, CT
    Woodbridge, CT
    Winsted, CT
    Keene, NH
    Wallingford, CT
    Chesterfield, NH
    Meriden, CT
  • 2004-07-21 → 2005-12-31
    Signator Investors, Inc.
    Rocky Hill, CT
    Rocky Hill, CT
  • 2002-04-02 → 2003-09-12
    Msi Financial Services, Inc.
    Guilford, CT
Other Businesses

1)3/19/18- FINANCIAL RESOURCES GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 9/1/2020 - American Eagle Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/27/2020 - 160 Hours Per Month/150 Hours During Securities Trading. 3) 2/12/2021 - American Eagle Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/11/2021 - 160 Hours Per Month/150 Hours During Securities Trading. 4) 02/04/2022 - Meade Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2022 - 400 Hours Per Month/400 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-10
S63 Uniform Securities Agent State Law Examination 1997-08-06
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    1997-08-06
Other Names
  • Dave Meade
  • David R Meade

View on SEC IAPD

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