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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-30
NH RA APPROVED 2026-07-28
NJ RA APPROVED 2026-07-28
MI RA APPROVED 2025-01-06
VA RA APPROVED 2023-02-13
NY RA APPROVED 2022-05-06
KY RA APPROVED 2022-01-31
SC RA APPROVED 2022-01-31
OH RA APPROVED 2021-01-04
RI RA APPROVED 2020-12-07
FL RA APPROVED 2018-08-16
CT RA APPROVED 2018-08-15
  • VT RA
    APPROVED
    Since 2026-07-30
  • NH RA
    APPROVED
    Since 2026-07-28
  • NJ RA
    APPROVED
    Since 2026-07-28
  • MI RA
    APPROVED
    Since 2025-01-06
  • VA RA
    APPROVED
    Since 2023-02-13
  • NY RA
    APPROVED
    Since 2022-05-06
  • KY RA
    APPROVED
    Since 2022-01-31
  • SC RA
    APPROVED
    Since 2022-01-31
  • OH RA
    APPROVED
    Since 2021-01-04
  • RI RA
    APPROVED
    Since 2020-12-07
  • FL RA
    APPROVED
    Since 2018-08-16
  • CT RA
    APPROVED
    Since 2018-08-15

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

61 Shunpike Road Mailstop: Ct268, Cromwell, CT 06416 • United States

834 Washington St. Mailstop: Ct-264, Middletown, CT 06457 • United States

211 South Main Street, Unit #2 Mailstop: Ct263, Middletown, CT 06457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 05/2014 04/2017
Key Investment Services Llc Manchester CT 04/2017 08/2018
Keybank Hamden CT 04/2017 08/2018
Citizens Securities, Inc. Cromwell CT 08/2018 Present
  • 05/2014 → 04/2017
    Infinex Investments, Inc.
    Meriden, CT
  • 04/2017 → 08/2018
    Key Investment Services Llc
    Manchester, CT
  • 04/2017 → 08/2018
    Keybank
    Hamden, CT
  • 08/2018 → Present
    Cromwell, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-05
S63 Uniform Securities Agent State Law Examination 2006-12-06
  • S66 Uniform Combined State Law Examination
    2009-11-05
  • S63 Uniform Securities Agent State Law Examination
    2006-12-06
Other Names
  • Patrick Edward Oconnor
  • Patrick E Oconnor

View on SEC IAPD

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