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151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-03-29 |
Branch Locations
26 Shunpike Rd Ste H, Cromwell, CT 06416-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | South Windsor | CT | 09/2011 | 11/2017 |
| Prudential Insurance Company Of America | South Windsor | CT | 09/2011 | 11/2017 |
| Guardian Life Insurance Company | Hamden | CT | 11/2017 | 03/2019 |
| Park Avenue Securities | Hamden | CT | 11/2017 | 03/2019 |
| Allstate Insurance Co | Northbrook | IL | 03/2019 | Present |
| Allstate Financial Services, Llc | Lincoln | NE | 03/2019 | Present |
| Allstate Financial Advisors, Llc | Lincoln | NE | 03/2019 | Present |
GUARDIAN LIFE INSURANCE COMPANY POSITION: Agent NATURE: Groupe Life Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2019 ADDRESS: 7 Hanover Square, New York NY 10004, United States DESCRIPTION: Existing Client pre-dating my relationship with AFS, LLC would like me to get reappointed with Guardian so that I Can service their existing group life insurance and disability coverage.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-08 |
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