Andrew Jacob Gardner

Current Employers

Employment History

• 10/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-07-22 → 2014-10-17
  Park Avenue Securities Llc
  New Haven, CT
• 2012-10-30 → 2013-05-28
  Lpl Financial Llc
  New Haven, CT
  Hamden, CT
  East Haven, CT
  New Haven, CT
  New Haven, CT
• 2010-12-03 → 2012-11-02
  Mml Investors Services, Llc
  Hamden, CT
• 2006-08-23 → 2010-12-03
  Msi Financial Services, Inc.
  Rocky Hill, CT
  Shelton, CT
  Glastonbury, CT

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; AUTO, HOME AND FLOOD. (2) NAME OF OTHER BUSINESS: RELIANCE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT / WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 50; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-21
• S63 Uniform Securities Agent State Law Examination
  2006-07-24

Other Names

• Andrew Gardner